How was agriculture disseminated? The case of Europe
© Paul Gepts 1995-2008
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PLB143: Readings - Lecture 12
- Required reading:
- Barbujani G, Pilastro A (2003) Genetic evidence on origin anddispersal of human populations speaking languages of the Nostratic macrofamily. Proc. Nat. Acad. Sci. USA 90: 4670-4673 UCD Access only (Kerberos password)
- Suggested readings:
- Ammerman AJ, Cavalli-Sforza LL (1984) The Neolithic
transitionand the genetics ofpopulations in Europe. Princeton Univ.
Press, Princeton, NJ: Chapter 7: pp. 109-132 UCD Access only (Kerberos password)
- Sokal RR (1991) The continental population structure of
Europe. Ann. Rev. Anthropol.20: 119-140.
- Sokal RR, Oden NL, Wilson C (1991) Genetic evidence for
the spread of agriculturein Europe by demic diffusion. Nature 351:
143-145.
- Piazza A (1993) Who are the Europeans? Science 260:
1767-1769
- Fowler B (2000) The Iceman. Random House
- GEO - Der Man aus der Steinzeit:
http://www.geo.de/themen/historie/oetzi/
- Nova Online: The Iceman's last meal:
http://www.pbs.org/wgbh/nova/icemummies/iceman.html
- Presentation slides
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Disssemination of crops
- Modes
- Human migration
- Cultural exchange
- Trade
- Warfare
- Scientific exploration
- Introduction into Europe
- From the Near East; 9,000 BP
Why Europe?
- Substantial amount of data available
- archaeological data: dated (14C) plant remains
- human population data
- anthropometry
- osteometric: e.g. craniometry
- dermatoglyph
- cultural: e.g., language
- genetic: genotypic!
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Archaeological data for the spread of agriculture into Europe
- Dating of plant remains
- domesticated elsewhere
- local domesticates:
- Material culture:
- ceramic: e.g., Bandkeramik (Linear Pottery) in Central
Europe:
- settlement patterns: near water and arable land, i.e.
most favorable sites:
- houses: rectangular shape; timber framework and
earth-covered walls: Example:
Map of an excavation in Vaihingen,
Germany : notice the rectangular shapes representing the
foundations of several houses;
- social organization
- sedentism
- Results:
- Spread of agriculture started in 9,000 BP; complete in
5,000 BP:
- linear progression of agriculture into Europe: 1 km/yr:
Some related sites of interest
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- Examples of Bandkeramik
- Settlements
- Aerial photo of an excavation showing the rectangular house
shape
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The "Iceman" or "Oetzi," an early agricultural inhabitant of
Europe
- Discovered in 1991 in the Alps on the border of Italy and
Austria
- Dated to 5100-5350 yrs BP
- Clothing and gear!
- See drawings to the right
- Agricultural context of the Iceman (Fowler 2000)
- Last meal
- main ingredient: einkorn, based on remains in colon
- charcoal: einkorn used to make "bread" (cracker-like),
baked over open fire
- pollen of hop hornbeam tree: March-June, south of
mountains
- Also einkorn grains found in clothing
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- Oetzi body
(from Fowler 2000)
- Successive layers of clothing
,
,
and
(from Fowler 2000)
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What was the mechanism of spread of agriculture into Europe?
Theoretically, two extreme types of diffusion:
- Cultural diffusion:
- i.e. techniques , ideas, and materials are passed along
and learned
- no movement of people
- certain continuity in culture between mesolithic and
neolithic
- stronger cultural differentiation
- Demic diffusion:
- i.e. techniques travel with people
- population growth and short-distance migration (i.e.
not colonization)
- migrants would maintain continuity in social and
cultural context
Which type of diffusion was involved here?
Population growth associated with the introduction of
agriculture
- Population densities:
- hunter-gatherers (Pacific Northwest): 0.01-1/sq. km
- agriculturalists: 3 -300/sq. km
- Same life expectancy (= death rate) + increased birth rate
(child spacing from 4yrs to 2.5 yrs. Why?
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Model for population growth
"Wave-of-advance" (Fisher 1936)
- Two major factors:
- population growth: a: e.g., 2%
- limited migratory activity: M: relocation to adjacent,
unoccupied land:
- hunters-gatherers (e.g., Pygmies): average distance
between known sites: male: 88km; female: 57 km
- farmers: average mating distance: 12-13 km
- Generates "wave":
- population growth rate is largest at front of the wave
- population growth rate is 0 behind wave: carrying
capacity
- Prediction for gene frequencies:
- cultural model: no change
- demic model: replacement of alleles
- mixed model: gradient of allele frequencies
- Interactions between hunter- gatherers and farmers:
- acculturation = gene flow
- warfare
- disease
- mutualism
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- Wave of advance generated by population growth
- Population growth rates
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Analyses of genetic data
- Types: 26 genetic marker systems
- red cell antigens: e.g., ABO
- plasma proteins
- enzymes: e.g., PGM
- HLA alleles:
- immunoglobulins
- Locations: 33-870; total of 3,373. Individuals/location: 50
-->1,000s
- Statistical analysis: "ordination": e.g., Principal
Component Analysis
- reduce number of dimensions
- limited number of dimensions, i.e. principal components
- decreasing order of variance accounted for by principal
components
Results of Principal Component Analyses
- Outliers:
- Lapps: fron N. Siberian people (Samoyeds); Uralic family
language
- Basques and Irish: direct descendants of earliest
post-Neanderthal occupants in Europe; Paleolithic:40,000 BP (see cave
art!)
- Sardinians: influx from Paleolithic, Neolithic farmers,
Phoenicians, Carthaginians,Greeks, etc. Overall similarity to Lebanese
- Major trends:
- First principal component: S. E. <--> N.W. gradient
corresponding presumably to the introduction of agriculture
- Second principal component: N. <--> S. or S.W.
<--> N.W. gradient: adaptation to temperatureor partition between
Indo-European and Uralic languages?
- Third principal component: E. <--> W. gradient:
"Kurgan" culture originating in Eurasian steppes
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- HLA allele frequencies
- Outliers of principal component analysis
- Principal component analyses
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- Origin of the Indo-Europeans in Europe? First or third
component
- Renfrew
- Near-East --> Greece (8,500 BC) --> rest of
Europe
- Gimbutas
- "Kurgan": russian for barrow (cart)
- southern steppes of Ukraine (e.g.,Yamna culture)
--> eastern Europe (Danube, Carpathian bassin) (3,300 BC)
- linguistic arguments & archaeological: horseback
riding, wheeled vehicles
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- Four language family putatively descended from an original
language, Nostratic, spoken in the Near Eastern Center of origin. Four
major migrations from this center, each giving rise to a different
language
family. Correlated with genetic data:
- Indo-European: towards Northwest (Europe) and Southwest
(Iran, Pakistan, and India)
- Afro-Asiatic: Arabian peninsula and northern Africa
- Altaic: central Asia
- Elamo-Dravidian: towards Southwest (same as Indo-European
but earlier)
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- Putative relationship between agricultural migrations and
language families
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Computer simulation study
- Divide European territory into rectangular lattice;
determine population or genefrequencies in each cell of the lattice
- First stage: 11,000-8,000 BC:
- Hunter-gatherers:
- low density: 0.02/sq.km
- genetic drift (chance) + some migration
- no general large scale patterns
- Second stage: 8,000-4,000 BC:
- Spread of early farming from Near East:
- 120 generations to reach N.W. Europe
- S.E. --> N.W. gradient in gene frequencies
- Third stage: 4,000-0 BC:
- Subsequent demic events
- Two demic events simulated (see PCA)
- Overall gradient established in second stage is
maintained
- Fourth stage: 0-2,000 AD
- Ongoing evolution
- No other major migration but reciprocal
shorter-distance migration between adjacentregions
- Overall analysis with model: recreates S.E. gradient
<--> N.W.
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- First stage: Hunter-gatherers
- Second stage: Early spread
- Overall analysis
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Conclusion
- Striking persistence of gene frequency patterns resulting
from ancient events
- Spread of agriculture in Europe: demic diffusion +
admixture between hunter-gatherersand agriculturalists
- Ammerman and Cavalli-Sforza (1984): " In the case of
evolutionary ... reconstructions,we are not dealing with phenomena that
are occurring under controlled conditions and that can be repeated at
will in the laboratory... . Confidence in reconstructions is built by
the development of multiple lines of evidence that generate independent
support for a
particular interpretation. Ultimately, it is the growth of new evidence
in individual fields and the creation of expectations for findings in
other fields that generate a dense network for evaluating a
reconstructive
hypothesis. "
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